Compliance Audit Officer

Compliance Officer

Ref: 1036Monday 7 October 2019

£dependent on experience

Our client, a leading specialist mortgage lender and savings provider have an exciting opportunity for a Compliance Audit Officer to assist the Deputy Head of Compliance in developing and delivering risk-based assurance activity across the key regulatory areas. 


Key responsibilities will be:


·      Supporting the Deputy Head of Compliance in undertaking robust compliance risk assessments and developing a risk based and proportionate annual Compliance Assurance Plan.

·      Planning, execution and reporting against the Bank’s Compliance Assurance Plan, retaining appropriate records and providing concise written and verbal reports highlighting key issues and recommendations for improvement action.

·      Assisting in relation to its support of investigations into Compliance related incidents/breaches and the provision of compliance advice on identifying appropriate remedial actions.

·      Contribute to the development of MI and intelligence to support the effective oversight of the business.

·      Maintain the company’s compliance standards and own compliance training.


The successful candidate will have previous experience working in a compliance audit role, undertaking thematic reviews and ideally within a regulated lending or banking environment. Knowledge of MCOB will be highly advantageous.


You must have knowledge of risk frameworks and have the ability to interpret the FCA regulation and implement them within a commercial environment.


There is a highly competitive salary on offer as well as a full benefits package including bonus (up to 12.5%) and pension.