Our client, a highly successful and established specialist mortgage lender and savings provider based in Surrey, is currently recruiting for a Compliance Manager to join their established team. The main purpose of the role is to assist with the provision of compliance services within the Group ensuring compliance with all legislation as it affects the Group’s operations and promoting a culture of compliance throughout the business.
The ideal candidate will have 5+ years’ experience in a compliance role gained within a bank or other mortgage lender or financial services provider. You will also have experience of undertaking compliance monitoring activities and producing reports for senior management and a good working knowledge of FCA Handbooks and Regulatory Guides in relation to retail products and services (in particular MCOB, BCOBS). As you will be managing a small team of 3, you need to be a ‘hands on’ manager with 2 years+ leadership experience.
Core responsibilities include:
Skills & Experiences required:
An insight into/experience of how to use technology to enhance working practices